Contributor info: Prof. Alexander Altland

Alexander Altland, Dmitry Bagrets, Nele Callebaut, Konstantin Weisenberger

SciPost Phys. 18, 205 (2025) · published 24 June 2025 | Toggle abstract · pdf

A celebrated realization of the holographic principle posits an approximate duality between the $(0+1)$-dimensional quantum mechanical SYK model and two-dimensional Jackiw-Teitelboim gravity, mediated by the Schwarzian action as an effective low energy theory common to both systems. We here propose a generalization of this correspondence to one dimension higher. Starting from different microscopic realizations of effectively chiral $(1+1)$-dimensional generalizations of the SYK model, we derive a reduction to the Alekseev-Shatashvilli (AS)-action, a minimal extension of the Schwarzian action which has been proposed as the effective boundary action of three-dimensional gravity. In the bulk, we show how the same action describes fluctuations around the Euclidean BTZ black hole configuration, the dominant stationary solution of three-dimensional gravity. These two constructions allow us to match bulk and boundary coupling constants, and to compute observables. Specifically, we apply semiclassical techniques inspired by condensed matter physics to the computation of out-of-time-order correlation functions (OTOCs), demonstrating maximal chaos in the chiral SYK chain and its gravity dual.

Carolin Wille, Maksimilian Usoltcev, Jens Eisert, Alexander Altland

SciPost Phys. 18, 196 (2025) · published 19 June 2025 | Toggle abstract · pdf

This work proposes a minimal model extending the duality between classical statistical spin systems and fermionic systems beyond the case of free fermions. A Jordan-Wigner transformation applied to a two-dimensional tensor network maps the partition sum of a classical statistical mechanics model to a Grassmann variable integral, structurally similar to the path integral for interacting fermions in two dimensions. The resulting model is simple, featuring only two parameters: one governing spin-spin interaction (dual to effective hopping strength in the fermionic picture), the other measuring the deviation from the free fermion limit. Nevertheless, it exhibits a rich phase diagram, partially stabilized by elements of topology, and featuring three phases meeting at a multicritical point. Besides the interpretation as a spin and fermionic system, the model is closely related to loop gas and vertex models and can be interpreted as a parity-preserving (non-unitary) circuit. Its minimal construction makes it an ideal reference system for studying non-linearities in tensor networks and deriving results by means of duality.

Alexander Altland, Boris Post, Julian Sonner, Jeremy van der Heijden, Erik Verlinde

SciPost Phys. 15, 064 (2023) · published 16 August 2023 | Toggle abstract · pdf

We present a quantitative and fully non-perturbative description of the ergodic phase of quantum chaos in the setting of two-dimensional gravity. To this end we describe the doubly non-perturbative completion of semiclassical 2D gravity in terms of its associated universe field theory. The guiding principle of our analysis is a flavor-matrix theory (fMT) description of the ergodic phase of holographic gravity, which exhibits $\mathrm{U}(n|n)$ causal symmetry breaking and restoration. JT gravity and its 2D-gravity cousins alone do not realize an action principle with causal symmetry, however we demonstrate that their universe field theory, the Kodaira-Spencer (KS) theory of gravity, does. After directly deriving the fMT from brane-antibrane correlators in KS theory, we show that causal symmetry breaking and restoration can be understood geometrically in terms of different (topological) D-brane vacua. We interpret our results in terms of an open-closed string duality between holomorphic Chern-Simons theory and its closed-string equivalent, the KS theory of gravity. Emphasis will be put on relating these geometric principles to the characteristic spectral correlations of the quantum ergodic phase.

Alexander Altland, Julian Sonner

SciPost Phys. 11, 034 (2021) · published 18 August 2021 | Toggle abstract · pdf

Quantum chaotic systems are often defined via the assertion that their spectral statistics coincides with, or is well approximated by, random matrix theory. In this paper we explain how the universal content of random matrix theory emerges as the consequence of a simple symmetry-breaking principle and its associated Goldstone modes. This allows us to write down an effective-field theory (EFT) description of quantum chaotic systems, which is able to control the level statistics up to an accuracy ${\cal O} \left(e^{-S} \right)$ with $S$ the entropy. We explain how the EFT description emerges from explicit ensembles, using the example of a matrix model with arbitrary invariant potential, but also when and how it applies to individual quantum systems, without reference to an ensemble. Within AdS/CFT this gives a general framework to express correlations between "different universes" and we explicitly demonstrate the bulk realization of the EFT in minimal string theory where the Goldstone modes are bound states of strings stretching between bulk spectral branes. We discuss the construction of the EFT of quantum chaos also in higher dimensional field theories, as applicable for example for higher-dimensional AdS/CFT dual pairs.