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Identifying biases of the Majorana scattering invariant

by Isidora Araya Day, Antonio L. R. Manesco, Michael Wimmer, Anton R. Akhmerov

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Submission summary

Authors (as registered SciPost users): Anton R. Akhmerov · Isidora Araya Day · Antonio L. R. Manesco · Michael Wimmer
Submission information
Preprint Link: https://arxiv.org/abs/2504.01069v1  (pdf)
Code repository: https://zenodo.org/records/15058839
Date accepted: June 17, 2025
Date submitted: April 13, 2025, 1:13 p.m.
Submitted by: Isidora Araya Day
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
Approaches: Theoretical, Computational

Abstract

The easily accessible experimental signatures of Majorana modes are ambiguous and only probe topology indirectly: for example, quasi-Majorana states mimic most properties of Majoranas. Establishing a correspondence between an experiment and a theoretical model known to be topological resolves this ambiguity. Here we demonstrate that already theoretically determining whether a finite system is topological is by itself ambiguous. In particular, we show that the scattering topological invariant -- a probe of topology most closely related to transport signatures of Majoranas -- has multiple biases in finite systems. For example, we identify that quasi-Majorana states also mimic the scattering invariant of Majorana zero modes in intermediate-sized systems. We expect that the bias due to finite size effects is universal, and advocate that the analysis of topology in finite systems should be accompanied by a comparison with the thermodynamic limit. Our results are directly relevant to the applications of the topological gap protocol.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

Published as SciPost Phys. Core 8, 047 (2025)


Reports on this Submission

Report #2 by Anonymous (Referee 2) on 2025-5-31 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2504.01069v1, delivered 2025-05-31, doi: 10.21468/SciPost.Report.11302

Strengths

1 - polished presentation (both text and figures)
2 - immediately relevant to ongoing experimental efforts to identify topological phases
3 - succinct in making its main points
4 - numerical and analytical models are kept as simple as possible to drive home each point

Weaknesses

1 - this work does not constitute a groundbreaking discovery

Report

This work considers shortcomings of the use of the scattering invariant to (numerically) identify topological phases in finite size systems. It identifies three mechanisms by which the scattering invariant can lead to false positives: for transparent coupling to the leads and tuning a parameter starting within the trivial phase, the determinant of the reflection matrix may become negative in the finite size case significantly before it does in the thermodynamic limit; in the tunneling limit, quasi Majoranas can give rise to det r < 0; and finally quasi-particle loss can lead to det r < 0 in the trivial regime even in the thermodynamic limit.

The paper makes these points very concisely and appears to be an excellent piece of research. It is very timely, adding some much needed clarity to the ongoing discussion in the context of Microsoft's topological quantum claims.
However, I would not refer to this analysis as a "groundbreaking theoretical discovery" and therefore suggest to publish this (as is) in scipost physics core instead. While these are very relevant results, I'd call this "overdue diligence".

Requested changes

No changes needed.

Recommendation

Accept in alternative Journal (see Report)

  • validity: top
  • significance: good
  • originality: ok
  • clarity: top
  • formatting: excellent
  • grammar: excellent

Report #1 by Anonymous (Referee 1) on 2025-5-20 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2504.01069v1, delivered 2025-05-20, doi: 10.21468/SciPost.Report.11230

Strengths

1- The manuscript is very well-written. It has beautiful figures and exceedingly clear text with no unnecessarily complicated language. 2- There is a clear, well-supported message about a model system with implications that are generally relevant to topological insulators and superconductors. 3- The manuscript contains a powerful combination of analytical results for simple, effective model systems and precise numerical simulations of lattice models. 4- The findings are relevant to the search for Majorana zero modes using the "topological gap protocol," a large-scale research project currently underway at Microsoft.

Weaknesses

1- The community and literature are well aware that the scattering invariant and other indicators may fail for finite systems. In particular, it is known that the Majorana scattering invariant is reliable only if |det r| is close to 1.

Report

It can only be said unambiguously whether or not a system is topological in the thermodynamic limit. Nevertheless, there are indicators of a topological phase that provide a yes-or-no answer for finite systems. In such cases, however, the "topological invariant" suggested by the indicator may be incorrect. This manuscript presents a case study of one such indicator: the "Majorana scattering invariant," which, in principle, determines whether a one-dimensional superconductor is topological. The conclusion is that the Majorana scattering invariant can produce both false positives and false negatives when applied to finite systems. This conclusion is supported by numerical calculations for lattice models and simple analytical arguments.

That topological invariants are ambiguous for finite-size systems is well known in the community — at least among those who have carefully considered the identification of topological phases. The inability to identify bulk topology from finite-size systems has been a recurring theme in the literature on Majorana wires since the early days of the field. See, for example, Pikulin and Nazarov, JETP Letters 94, 693 (2011). Conversely, experimental efforts to realize Majorana zero modes in hybrid semiconductor-superconductor systems feature finite-length nanowires. A thorough understanding of the pitfalls of commonly used indicators, such as the scattering invariant, is essential for properly identifying topological phases. In the "topological gap protocol" of Ref. 8, the Majorana scattering invariant appears to be used as an indicator of the topological phase without explicitly mentioning such caveats. Therefore, one could argue that part of the community would benefit from a clear exposition of why topological indicators in finite-size systems may fail and how this occurs.

All six of the general acceptance criteria for publication in SciPost are generously met. However, whether the manuscript meets the "groundbreaking discovery" criterion for publication in SciPost Physics is questionable. While not all readers may find the article's message new, I expect they will find it important and relevant to the ongoing quest for Majorana zero modes. If that suffices for publication in SciPost Physics, I enthusiastically support it. Otherwise, it will be an excellent article for SciPost.

Requested changes

The manuscript is very well-written. No major changes are needed. One small item: The variable t in the caption of Figure 3 is not defined in the main text. It should be defined somewhere in the text.

Recommendation

Publish (meets expectations and criteria for this Journal)

  • validity: top
  • significance: high
  • originality: ok
  • clarity: top
  • formatting: perfect
  • grammar: excellent

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