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Bootstrapping Nonequilibrium Stochastic Processes

by Minjae Cho

This Submission thread is now published as

Submission summary

Authors (as registered SciPost users): Minjae Cho
Submission information
Preprint Link: https://arxiv.org/abs/2505.13609v3  (pdf)
Date accepted: Oct. 14, 2025
Date submitted: July 31, 2025, 3:57 a.m.
Submitted by: Minjae Cho
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Theory
  • High-Energy Physics - Theory
  • Mathematical Physics
  • Statistical and Soft Matter Physics
Approaches: Theoretical, Computational

Abstract

We show that bootstrap methods based on the positivity of probability measures provide a systematic framework for studying both synchronous and asynchronous nonequilibrium stochastic processes on infinite lattices. First, we formulate linear programming problems that use positivity and invariance property of invariant measures to derive rigorous bounds on their expectation values. Second, for time evolution in asynchronous processes, we exploit the master equation along with positivity and initial conditions to construct linear and semidefinite programming problems that yield bounds on expectation values at both short and late times. We illustrate both approaches using two canonical examples: the contact process in 1+1 and 2+1 dimensions, and the Domany-Kinzel model in both synchronous and asynchronous forms in 1+1 dimensions. Our bounds on invariant measures yield rigorous lower bounds on critical rates, while those on time evolutions provide two-sided bounds on the half-life of the infection density and the temporal correlation length in the subcritical phase.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block

Published as SciPost Phys. 19, 124 (2025)


Reports on this Submission

Report #3 by Anonymous (Referee 2) on 2025-9-9 (Invited Report)

  • Cite as: Anonymous, Report on arXiv:2505.13609v3, delivered 2025-09-09, doi: 10.21468/SciPost.Report.11898

Strengths

1, The paper provides a novel bootstrap method for studying non-equilibrium stochastic processes. The method is based on general constraints. The author showed it works for both stationary and time-dependent cases, using LP and SDP respectively. The method has potential to apply to more problems beyond the examples studied in the paper.

2, The LP result is mathematically rigorous.

3, The text is well written.

Weaknesses

The paper could be more pedagogical. The core ideas in this paper could be easily understood by non-expert if the author illustrate the key concepts/method with the simplest examples in simple language at the beginning.

Report

The paper provides a novel approach to bootstrap the non-equilibrium stochastic process, for both stationary and time dependent cases. The method translate the general constraints to LP or SDP. I found the paper very interesting. It is amazing to see the general constraints lead to sharp bounds for the non-equilibrium examples in the paper.

The paper meets the scipost Acceptance Criteria Expectations 1 and 2 and satisfies all General acceptance criteria. Therefore I recommand it for publishing on scipost.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: top
  • significance: high
  • originality: high
  • clarity: high
  • formatting: excellent
  • grammar: -

Report #2 by Anonymous (Referee 1) on 2025-8-27 (Invited Report)

Report

The authors has addressed my comments, and the paper is now ready for publication.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: -
  • significance: -
  • originality: -
  • clarity: -
  • formatting: -
  • grammar: -

Report #1 by Anonymous (Referee 1) on 2025-8-14 (Invited Report)

Report

This paper presents bootstrap bounds on invariant measures in various examples of nonequilibrum stochastic processes. These bounds are compared to previous estimates using monte carlo methods, and the bounds are in all cases consistent to several digits with these methods, showing that the bootstrap in this case is an effective methods.

Requested changes

  1. on page 18, an equation is coming off the page, and should be fixed
  2. The author gives many examples of bounds that are consistent with previous Monte Carlo methods. Could the author also discuss examples where previous methods are insufficient, and the bootstrap is the only way forward? Does the author already have results in that direction, or is that only a future direction?

Recommendation

Ask for minor revision

  • validity: high
  • significance: good
  • originality: high
  • clarity: good
  • formatting: -
  • grammar: -

Author:  Minjae Cho  on 2025-08-19  [id 5740]

(in reply to Report 1 on 2025-08-14)
Category:
answer to question

First of all, thank you very much for referring my work and providing helpful comments.

  1. I will fix the equation which came off the page in the next version.

  2. One major relative advantage of bootstrap methods compared to Monte Carlo methods in general is that the former provides mathematically rigorous results, while the latter provides only estimates. Even for the results where bootstrap and Monte Carlo are consistent, this conceptual difference still persists. Furthermore, bootstrap results in this work apply directly to infinite lattices, while Monte Carlo results are estimates obtained from finite-size lattices. Such rigorous results on infinite lattices from bootstrap methods are not obtainable from other methods based on finite-size truncation such as Monte Carlo.

In terms of precision, whether bootstrap results are tighter than Monte Carlo results depends on specifics of the problem. For the examples considered in this work, bootstrap bounds were stronger than Monte Carlo results in some examples (e.g. (1.28)) while they were weaker in other examples (e.g. (1.26)).

To the best of my knowledge, the class of examples considered in this work (stochastic processes of spin degrees of freedom on lattices) can all be studied using previous methods (but on finite lattices) such as Monte Carlo. In contrast, there are other class of physical systems where methods other than bootstrap are not applicable (at least in any obvious way), such as large N matrix quantum mechanics in the 't Hooft limit. My recent works "Thermal Bootstrap of Matrix Quantum Mechanics" and "Nonequilibrium Phase Transitions in Large N Matrix Quantum Mechanics" both investigate such examples. But given that these examples are somewhat far from the systems considered in the current work under consideration, I did not expand on such discussions. Do you recommend me adding to the Future Prospects section brief comments on these examples?

Thank you very much.

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