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Adaptive-basis sample-based neural diagonalization for quantum many-body systems

by Simone Cantori, Luca Brodoloni, Edoardo Recchi, Emanuele Costa, Bruno Juliá-Díaz, Sebastiano Pilati

Submission summary

Authors (as registered SciPost users): Simone Cantori
Submission information
Preprint Link: scipost_202509_00030v1  (pdf)
Code repository: https://github.com/simonecantori/Sample-based-Neural-Diagonalization
Date submitted: Sept. 16, 2025, 10:11 a.m.
Submitted by: Simone Cantori
Submitted to: SciPost Physics
Ontological classification
Academic field: Physics
Specialties:
  • Condensed Matter Physics - Computational
  • Quantum Physics

Abstract

Estimating ground-state energies of quantum many-body systems is challenging due to the exponential growth of Hilbert space. Sample-based diagonalization (SBD) addresses this by projecting the Hamiltonian onto a subspace of selected basis configurations but works only for concentrated ground-state wave functions. We propose two neural network-enhanced SBD methods: sample-based neural diagonalization (SND) and adaptive-basis SND (AB-SND). Both leverage autoregressive neural networks for efficient sampling; AB-SND also optimizes a basis transformation to concentrate the wave function. We explore classically tractable single- and two-spin rotations, and more expressive unitaries implementable on quantum computers. On quantum Ising models, SND performs well for concentrated states, while AB-SND consistently outperforms SND and standard SBD in less concentrated regimes.

Author indications on fulfilling journal expectations

  • Provide a novel and synergetic link between different research areas.
  • Open a new pathway in an existing or a new research direction, with clear potential for multi-pronged follow-up work
  • Detail a groundbreaking theoretical/experimental/computational discovery
  • Present a breakthrough on a previously-identified and long-standing research stumbling block
Current status:
Awaiting resubmission

Reports on this Submission

Report #3 by Anonymous (Referee 3) on 2025-10-29 (Invited Report)

Strengths

1- New numerical method to diagonalize quantum Hamiltonians.

2- Interesting link with near-term quantum algorithms

Weaknesses

1- Lack of resource (CPU-time, training steps, ...) comparison with state-of-the-art methods.

Report

The authors present a new numerical method, (adaptive-basis) sample-based neural diagonalization (SND), to estimate the ground state energy of a given Hamiltonian. The main idea is to train an autoregressive neural network to efficiently sample the basis configuration spanning the low-energy subspace of a given Hamiltonian. The author also introduces the idea of changing the basis in which the sampling is done to more efficiently represent the ground state of interest. The methods are benchmarks on multiple transverse-field Ising models (1D, 2D, disordered 2D), and the quality of the results is compared against the standard sample-based diagonalization (SBD) with configurations sampled from a Neural Quantum State (NQS) ansatz for different values of the transverse field parameter.

For all the examples shown, SND performs similarly or worse than SBD and suffers from the same shortcomings when the ground state is not concentrated. Because it is not made clear what resources are necessary to train the NQS ansatz and the autoregressive neural network respectively, it is difficult to assess the impact of these results.
The adaptive-basis version shows more promise in tackling a wider range of parameters. Once again, a clearer discussion on the additional resources needed to train the basis rotation on top of the autoregressive neural network would have helped evaluate the technique's scalability.
The link with sample-based quantum diagonalisation is also interesting at a time when this algorithm is of great interest in the quantum computing community.

Given the computational focus of the work, I think greater care should be taken to present a fair comparison between different state-of-the-art techniques. For example, what about adding the adaptive-basis idea to the NQS ansatz ? What is the computational cost of all these techniques ? Can AB-SND succeed where Monte-Carlo methods fail (sign-problem) ?

In conclusion, I think the manuscript presents a new quantum/quantum-inspired technique to estimate the ground state of correlated Hamiltonians. The potential extension to sample-based quantum diagonalization highlights a novel link between different areas of research. I would recommend publication after minor revisions.

Requested changes

1- A more thorough discussion of the computational resources required by the different techniques should appear in the main text. Although details for the training of the autoregressive neural network are presented in Appendix G, a comparison to the NQS ansatz (and maybe the Monte-Carlo reference) is not present.

2- More context and discussion of the validity of the methods beyond spin systems, e.g. for exhibiting sign problems in Monte-Carlo techniques, would strengthen the manuscript.

Recommendation

Ask for minor revision

  • validity: high
  • significance: good
  • originality: high
  • clarity: high
  • formatting: good
  • grammar: good

Report #2 by Anonymous (Referee 2) on 2025-10-24 (Invited Report)

Strengths

1- Novelity of the proposed framework

Weaknesses

1- Lack of performance compared to other methods 2- Lack of sufficient comparison with other methods

Report

The work presents a novel framework for ground-state energy estimation, sample-based neural diagonalization (SND) and adaptive-basis SND (AB-SND).

Overall, this is a novel idea that is not performing well.

  • The authors compare SND and AB-SND against "Jordan-Wigner transoformations" for the 1D model, and some quantum Monte-Carlo simlations for the 2D models for benchmarking. (The Jordan-Wigner transformation is not a method for estimating the ground-state energy, so I assume some other methods are also involved.) I do not see any advantage for (AB-)SND over those standard methods. The authors should demonstrate or at least make a convincing argument that the proposed method can be advantageous over existing methods.
  • There are some standard techniques such as the Hartree-Fock calculation to obtain a set of basis rotations that gives a basis where the exact ground state has concentrated configurations. This type of comparison is also lacking in this manuscript.

Recommendation

Reject

  • validity: low
  • significance: low
  • originality: good
  • clarity: ok
  • formatting: reasonable
  • grammar: perfect

Report #1 by Anonymous (Referee 1) on 2025-10-21 (Invited Report)

Strengths

(1) Novel idea.
(2) Thorough analysis and benchmarking.
(3) Potential applicability on quantum hardware.

Weaknesses

(1) Rather simple testbeds.

Report

The authors present a novel and promising approach to the many-body ground-state problem. They compute the lowest-energy state of a truncated Hamiltonian, which provides a variational upper bound to the true ground-state energy. The central idea is to employ an autoregressive neural network to sample the basis states defining this truncated Hamiltonian, a method referred to as sample-based neural diagonalization (SND). In particular, the proposed extension, adaptive-basis SND (AB-SND), performs remarkably well on the selected testbeds. The authors benchmark their approach on the one- and two-dimensional ferromagnetic quantum Ising models and a two-dimensional quantum spin-glass model, and they further discuss prospects for implementation on quantum hardware.

The paper is well written, clearly structured, and includes a thorough analysis and benchmarking of the presented algorithms. It meets the journal’s standards, opens a new pathway within an existing research direction, and provides a novel link between different areas of research. Therefore, I recommend publication.

Given the computational focus of the paper and the availability of a public code repository, the manuscript could also be a good fit for SciPost Physics Codebases. I leave this decision to the editor and authors.

Requested changes

A few points should be addressed before publication:

(i) The models used for testing (in particular the Ising models) are relatively simple, as acknowledged by the authors. It would be valuable to apply the method to a more challenging problem and see the comparison between an NQS-based calculation and the SND ansatz with comparable computational cost, e.g., in a frustrated two-dimensional model.
(ii) A straightforward modification would be to employ momentum eigenstates as basis states, which would allow the computation of excited states. Did the authors consider this?
(iii) Do the authors have an understanding of the scaling of eps(S) in Fig. 3 for the AB-SND? (I am impressed by how well S=10 works for AB-SND.)
(iv) For large system sizes, one might expect the truncated Hamiltonian to split into disconnected sectors. Does the neural network implicitly select connected basis states to ensure a lower variational energy?
(v) I assume that entangled ground states (e.g., with entanglement entropy scaling with linear system size L in two dimensions) will not be well captured by this method. Do the authors agree with this assessment?
(vi) The appendix shows that the relative error is maximal at h_c in the limit S to infinity. Do the authors understand why, for finite S, the maximum does not occur exactly at h_c​?
(vii) How do the authors assess the challenges associated with noise and circuit depth on a real quantum machine?


Minor Comments:

(i) The y-axis in Fig. 3 should be presented on a logarithmic scale for better readability and comparison to Fig. 2.
(ii) Figures 4 and 5 currently include substantial white space and could be reformatted to make better use of the available area.

Recommendation

Publish (easily meets expectations and criteria for this Journal; among top 50%)

  • validity: top
  • significance: high
  • originality: high
  • clarity: top
  • formatting: perfect
  • grammar: perfect

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